Staff Writer

Staff Writer

Advisors Embrace Referral Network

One-hundred and twenty-two investment advisors with combined assets exceeding $135 billion, have joined Advizent so far this year.


LPL Increases Errors and Omission Insurance Fees

LPL Financial is raising fees it charges 13,000 brokers. At the same time, it is eliminating certain incentives used by branch managers when recruiting reps with lower levels of production.


SEC Offers Leeway for Firms Hit by Sandy

The SEC is offering conditional exemptions of regulatory reporting requirements to investment advisors, publically traded companies and other registrants that have been adversely impacted by Superstorm Sandy. So reports Millionaire Corner.



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