Staff Writer

Staff Writer

Are Your Mobile Devices Secure?

English: SHARP Smartphone SH-12C Front 日本語: AQ...

For some advisors, smartphones and other portable devices, are a godsend that allows them access to client data on the go. For others, it can be a nightmare.


SEC Considers Adopting Fiduciary Standard for Brokers


Seal of the U.S. Securities and Exchange Commi...

Securities and Exchange Commission Chairwoman Elisse Walter says a proposal to apply fiduciary standards to registered reps that is already imposed upon registered investment advisors is being seriously considered by the regulator, reports AdvisorOne.



Avoid the Regulatory Pitfalls of Alternative Investments

Alternative Investments

Investors’ growing appetite for yield and an aversion to traditional equities has caused a stampede into alternative investments, raising eyebrows of regulators, who say that fraud associated with sales of the products is increasing.



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PMG360 is committed to protecting the privacy of the personal data we collect from our subscribers/agents/customers/exhibitors and sponsors. On May 25th, the European's GDPR policy will be enforced. Nothing is changing about your current settings or how your information is processed, however, we have made a few changes. We have updated our Privacy Policy and Cookie Policy to make it easier for you to understand what information we collect, how and why we collect it.
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