IAW News

IAW News

N.J. Advisor Slapped with Jail Time

Português: Uma cela moderna em Brecksville Pol...

 

Jordan L. Zemlock of Marlboro, N.J., has been sentenced to serve up to 10 years in jail and  ordered to return almost $1.5 million to clients after admitting that he pocketed customers’ assets, reports Mycentraljersey.com.

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Consumers Don’t Understand Industry Designations

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The Consumer Financial Protection Bureau is urging regulators to increase disclosure requirements for advisors because many American don’t understand the differences among the current alphabet soup of designations, reports WealthManagement.com.

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Advisors Weigh In On Fiduciary Terms

In a recent survey, 72% of advisors say they believe terms such as “advisor,” “consultant,” and “planner,” each imply that a fiduciary relationship is in place.

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