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1 in 50 Advisors is a Criminal: Study
Despite occasional articles about advisors stealing from clients, only 2% of individual advisors have reported criminal charges such as felony convictions or investment related misdemeanors, according to an analysis of industry data by Big Crunch. So reports CNBC.
Yet 20% of registered reps have some types of documents on file disclosing consumer complaints, bankruptcy, or termination of employment.
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