Estimated reading time: 0 minutes, 17 seconds

Expect Regulators to Be Busy in 2013

During the coming year, regulators and lawmakers are expected to push forward with Dodd-Frank Act provisions, new rules for retirement plan advisors, and a host of other policies that could impact financial advisors, reports Financial-Planning.com.

The Dodd-Frank Act is sweeping legislation and affects the supervision and oversight of financial institutions.

 

Read the full article from Financial-Planning.com here.

Enhanced by Zemanta
Read 6548 times
Rate this item
(0 votes)

Visit other PMG Sites:

PMG360 is committed to protecting the privacy of the personal data we collect from our subscribers/agents/customers/exhibitors and sponsors. On May 25th, the European's GDPR policy will be enforced. Nothing is changing about your current settings or how your information is processed, however, we have made a few changes. We have updated our Privacy Policy and Cookie Policy to make it easier for you to understand what information we collect, how and why we collect it.