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LPL Reaches Settlement Over Illegal Sale of Securities

LPL Financial has reached an agreement with Massachusetts to reimburse investors who were improperly sold unregistered securities by the broker-dealer in 2006. So reports ThinkAdvisor.

The agreement comes shortly after LPL reached a $26 million settlement with various states and the North American Securities Administrators Association over the illegal sale of securities.

Read the full article from ThinkAdvisor.

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