Estimated reading time: 0 minutes, 16 seconds
LPL Reaches Settlement Over Illegal Sale of Securities
LPL Financial has reached an agreement with Massachusetts to reimburse investors who were improperly sold unregistered securities by the broker-dealer in 2006. So reports ThinkAdvisor.
The agreement comes shortly after LPL reached a $26 million settlement with various states and the North American Securities Administrators Association over the illegal sale of securities.
Most Read
-
-
Feb 21 2011
-
Written by Administrator
-
-
-
Mar 09 2013
-
Written by Staff Writer
-
-
-
Nov 07 2012
-
Written by Administrator
-
-
-
Nov 07 2012
-
Written by Administrator
-