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SEC Charges Advisor with Defrauding Investors
Kimberly Pine Kitts, who was formerly an advisor in the Cape Cod area, has been charged by the Securities and Exchange Commission with of stealing more than $3 million from clients’ investment and retirement accounts. So reports Think Advisor.
Kitts, who was a dually registered broker and RIA, allegedly stole assets from clients over a six-year period prior to being barred from the industry in 2017 by the Financial Industry Regulatory Authority.
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