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FINRA to Advisors: Warn Clients of Bond Risks

Sunday, Jun 09 2013

Regulatory & Compliance

Written by IAW News

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Richard Ketchum, chairman of the Financial Industry Regulatory Authority, recently urged brokers to warn their clients that bonds are subject to falling prices in a rising interest rate environment.

So reports Reuters. He discussed the matter during the regulator’s recent annual conference.

Read the full article from Reuters here.

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