During the Financial Industry Regulatory Authority’s annual meeting, Walter said the requirement would be a gold standard that would require brokers and investment advisors to provide the same level of customer service.
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SEC Commissioner Elisse Walter says the fiduciary standard should apply to all investment professionals, reports OnWallStreet.com.
During the Financial Industry Regulatory Authority’s annual meeting, Walter said the requirement would be a gold standard that would require brokers and investment advisors to provide the same level of customer service.