The survey was conducted by the NASAA’s Broker-Dealer Investment Products and Services Project Group, which is recommended that the NASAA develop model fee disclosures.
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A survey by the North American Securities Administrators Association (NASAA) has found a wide disparity of fee disclosure practices and questionable fee structures among brokers. So reports ThinkAdvisor.
The survey was conducted by the NASAA’s Broker-Dealer Investment Products and Services Project Group, which is recommended that the NASAA develop model fee disclosures.