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FINRA Sends 50 Potential COVID-19 Related Scams to SEC
FINRA’s National Fraud and Financial Crimes Detection Programs has sent 50 cases to the SEC involving potential fraud by public companies related to COVID-19. So reports Think Advisor. Read more...
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Written by PFA News

Regulator Calls for Bond Market Reform
Securities and Exchange Commission Chair Mary Jo White is proposing a host of reforms for… Read more...

Written by PFA News

‘Free IRA’ Claims Misleading: FINRA
The Financial Industry Regulatory Authority has warned its member firms that claiming IRA are free… Read more...
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What to Expect from Gary Gensler, Biden’s Pick for SEC Chair

Another FA Sent to Jail for Scamming Pro Athletes

What Does Joe Biden Win Mean for Advisors?

Former FA Gets 6 Years in Jail in Historical Chinese Bond Scheme

Ex-advisor Sentenced to 17 Years in Jail for Swindling NHL Stars

Morgan Stanley to Pay $60M for Data Protection Miscue

Mass. Advisor Guilty of Stealing $4M from Clients
Markets & Investments
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Raging Bull Market Creates Quandary for Advisors
While market bulls are understandably cheering the ongoing equity rally off of 2009 lows, the… Read more...

Written by PFA Staff

Are 'Smart Beta' Funds a Wise Choice?
Smart beta funds are one of the hottest trends on Wall Street and are generating… Read more...
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3 Stocks Motley Fool Says Can Outperform Bitcoin in 2021

Investors Satisfied with Decision-Making Amid Pandemic: Study

Raymond James FA ‘Optimistic’ Dow Could Go Well Above 30,000

Fed Vice Chair: COVID-19 Will Hobble Economy for Years

How Long Can the Stock Market Continue to Rise?

Top Institutional Investors Driving Increased Market Volatility: Study

Invesco Files to License Fido’s Active Equity ETF Strategy
Retirement
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401(k) Providers Giving Misleading Advice
A recent Government Accountability Office report maintains that 401(k) providers… Read more...

Written by PFA News

New Regs May Diminish Reverse Mortgage Appeal
The Department of Housing and Urban Development has changed principal… Read more...
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Introducing the 'Securing a Strong Retirement Act of 2020'

Retirement Confidence Takes a Hit Due to COVID-19

Buttigieg Propose Long-term Care Program

Schwab and Employee Fiduciary Rank as Top 401(k) Providers

Be Happy—Don’t Retire Early

Retirees’ Healthcare Costs May Be More Manageable Than Expected

Congress Considering Delaying RMD Age
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Written by PFA News

Portfolio Manager Charged in Capitol Attack Commits Suicide
Christopher Stanton Georgia, 53, a regional portfolio manager with BB&T, was arrested on charges related… Read more...

Written by PFA News

RIAs Speak Out On Terror Attack at Capitol
Following the ransacking of the Capitol, which included the murder of a police officer, on… Read more...
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Portfolio Manager Charged in Capitol Attack Commits Suicide

RIAs Speak Out On Terror Attack at Capitol

Warren Buffet: Bitcoin is 'Rat Poison Squared'

Franklin Templeton, Apex Clearing and Bambu Launch Tango, a Roboadvisor

Wells Fargo Ups 2021 Monthly Compensation Hurdle

UBS Keeping Pay Unchanged in 2021

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How to Succeed at Online Marketing

Saturday, 13 October 2018

Technology & Communications

Advisors seeking to succeed with online marketing should ensure that their websites are informative and easy to navigate and they should also ensure that their content is client-focused. So reports Seeking Alpha. Read more...

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