The Democrats taking control of the House of Representatives and Elad Roisman joining the SEC as a commissioner in September are additional factors that could complicate the creation of the rule.Last modified on Saturday, 19 January 2019
Estimated reading time: 0 minutes, 21 seconds
Gov't Shutdown Could Delay Regulation Best Interest
- Saturday, Jan 19 2019
- Regulatory & Compliance
- Written by PFA News
The Securities and Exchange Commission’s work on creating Regulation Best Interest could be delayed because the regulator is operating with limited staff as a result of the government shutdown. So reports Advisor News.