Regulatory & Compliance
Douglad E. Elstun, a Kansas City area financial adviser, is accused of overcharging clients and pushing them into risky investments that resulted in heavy losses. So reports The Kansas City Star.
Markets & Investments
Warren Buffett is defending the $25 billion in shares his firm bought back, according to a recent article from The Wall Street Journal.
The Department of Labor has gathered significant information on the challenges facing plan sponsors, advisors and recordkeepers when it comes to the dealing with the cognitive decline of those saving for retirement. So reports Investment News.
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