Regulatory & Compliance

The SEC announced that VALIC Financial Advisors (VFA) will pay $40 million for deceiving teachers in Florida. So reports Financial Advisor

Wednesday, 29 July 2020
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Markets & Investments

Invesco has filed an exemptive order to license Fidelity’s active, non-transparent equity ETF methodology. So reports Think Advisor.

Tuesday, 14 July 2020
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A new survey from Principal shows that the COVID-19 pandemic has taken a heavy toll on the confidence of those saving for retirement and those already in retirement. So reports The Winston-Salem Journal

Monday, 22 June 2020
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Technology & Communications

The Advisor Group has launched the CyberGuard Program, which leverages the company’s state-of-the-art cybersecurity tools to enable financial professionals to keep their clients' sensitive data secure. So reports Yahoo Finance.

Saturday, 20 July 2019
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