Regulatory & Compliance

FINRA has increased the size of fines it can dole out to large and midsize firms, the regular recently announced. So reports Think Advisor.

Monday, 03 October 2022
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Markets & Investments

Goldman Sachs’ chief economist Jan Hatzius says the U.S. economy is on track for a soft landing. So reports MarketWatch.

Saturday, 17 September 2022
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Retirement

Despite decades of preparation for retirement, many new retirees often face financial surprises—such as dealing with inflation. A recent CNBC article offered tips for FAs in helping clients in this situation.

Monday, 03 October 2022
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Technology & Communications

UBS is acquiring robo-advisor Wealthfront for $1.4 billion. The all-cash deal is being made to help UBS accelerate growth in the U.S. and make inroads with the next generation of affluent investors. So reports Bankrate.

Tuesday, 01 February 2022
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