Top News
Regulatory & Compliance
The FBI still has not found fugitive financial advisor and radio host Chris Burns, who has been missing for two years, but a federal court has ordered him and his companies to pay more than $12 million. So reports the Atlanta Journal-Constitution.
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SEC: TradeZero Deceived Customers about Meme Stock Trading Halts
Friday, 27 May 2022
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SEC: TradeZero Deceived Customers about Meme Stock Trading Halts
Friday, 27 May 2022
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FA Steals 330k from Client to Pay Rent, Payroll and More: FBI
Saturday, 30 April 2022
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Illinois Advisor Gets 4+ Years in Jail for Fraud
Sunday, 03 April 2022
Markets & Investments
James Gorman, CEO of Morgan Stanley, said that while the chances of a recession have grown to 50%, he doesn’t expect the economy to fall “into some massive hole over the next few years.” So reports CNBC.
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JPMorgan Sees 'Significant Upside' for Crypto Investors
Friday, 27 May 2022
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Investor Love of Crypto May Push Reluctant FAs to Embrace It
Monday, 18 April 2022
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Morgan Stanley Hires Goldman, Blackrock Bigwigs to Launch ETF Platform
Sunday, 03 April 2022
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What Are the Economic Risks from Russia's Ukraine Invasion?
Tuesday, 01 March 2022
Retirement
Inflation is hitting all Americans, but some retirees are getting hammered with food, fuel and housing costs way up. So reports CNN Business.
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Americans Optimistic About Retirement, But Inflation Harming Confidence
Saturday, 30 April 2022
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Gen Z Saving for Retirement Earlier Than Millennials: Report
Monday, 15 November 2021
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What Are the Best Places to Retire?
Friday, 15 October 2021
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DOL May Help Advisors with Challenges of Investor Cognitive Decline
Saturday, 13 February 2021
Technology & Communications
UBS is acquiring robo-advisor Wealthfront for $1.4 billion. The all-cash deal is being made to help UBS accelerate growth in the U.S. and make inroads with the next generation of affluent investors. So reports Bankrate.
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Ellevest, a Robo-advisor Just for Women Investors
Friday, 03 December 2021
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Top 10 Robo-Advisors Based on Assets Under Management
Friday, 15 October 2021
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TD Bank Launches Robo-Advisor and Hybrid
Friday, 15 October 2021
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CogniCor Launches Trio of AI-Powered Digital Assistants for FAs
Saturday, 01 May 2021
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