The focus will be particularly strong among firms that have clients, products and services that put them at higher risk for anti-money laundering violations.
Read the full article from Reuters here.
Estimated reading time: 0 minutes, 15 seconds
FINRA to Focus on Anti-Money Laundering Regs
Regulatory exams by the Financial Industry Regulatory Authority will focus on compliance with anti-money laundering regulations this year, reports Reuters.com.
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