News Roundup (612)
Wells Pauses Diversity Quota in Hiring After Fake Interview Claims
- Tuesday, 14 June 2022
- News Roundup
- Written by PFA News
Wells Fargo is temporarily nixing a two-year-old policy requiring managers to interview a slate of diverse candidates before extending a job offer. So reports CBS News.
Read more...UBS Broker Hits A Million Cold Calls
- Friday, 27 May 2022
- News Roundup
- Written by PFA News
UBS Wealth Management broker Jonathan Bottema recently made his one-millionth cold call to a potential client. So reports Advisor Hub.
Read more...Wells Fargo Declares Departed Broker Dead, But He’s Not
- Friday, 29 April 2022
- News Roundup
- Written by PFA News
Wells Fargo Advisors has told clients that financial advisor Robert Brian Watson, who left Wells Fargo in April, is dead. The only problem is he is very much alive and practicing from his Atlanta office as an independent broker at oXYGen Financial, which is affiliated with Kestra Financial. So reports Advisor Hub.
Read more...Robinhood Axes 9% Of Workforce
- Friday, 29 April 2022
- News Roundup
- Written by PFA News
Vlad Tenev, CEO of Robinhood, said the firm is cutting 9% of its workforce. So reports CNN.
Read more...Ex-Merrill Broker Ordered to Rehab Over Racist Smoothie Throwing Tirade
- Friday, 29 April 2022
- News Roundup
- Written by PFA News
Former Merrill Lynch adviser James Iannazzo has been ordered to complete a rehabilitation program following a meltdown in a smoothie shop that resulted in his arrest and firing. So reports Bloomberg.
Read more...LPL Network Firm Researcher May Face the Death Penalty
- Friday, 29 April 2022
- News Roundup
- Written by PFA News
Ramy Hany Mounir Fahim, an employee with Pence Wealth Management, an LPL Network firm, has been charged with crimes that could result in his execution.
Read more...Some Wall Street Firms Paying Interns $16k a Month or More
- Monday, 18 April 2022
- News Roundup
- Written by PFA News
As the battle for Wall Street talent continues to rage, even some interns are seeing their compensation soar. So reports Financial Advisor.
Read more...UBS, Tops J.D. Power’s Client Survey
- Monday, 18 April 2022
- News Roundup
- Written by PFA News
UBS is top ranked on J.D. Power’s 2022 U.S. Full-Service Investor Satisfaction Study. So reports Financial Planning.
Read more...FA Helps Catch Caretakers Abusing Client
- Monday, 18 April 2022
- News Roundup
- Written by PFA News
Miami-Dade police arrested Evelyn Dinora Lopez De Ramirez De Hernandez and Yuri Hernandez on multiple felonies related to stealing more than $100,000 from an elderly, blind woman with dementia that they were supposed to be taking care of. The woman’s financial advisor help uncover the scheme. So reports the Miami Herald.
Read more...Morgan Stanley Selling Off Eaton Vance RIA Biz Assets
- Sunday, 03 April 2022
- News Roundup
- Written by PFA News
Morgan Stanley is selling parts of its Eaton Vance WaterOak Advisors business to CI Financial and Pathstone. So reports Wealth Management.
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