FINRA’s National Fraud and Financial Crimes Detection Programs has sent 50 cases to the SEC involving potential fraud by public companies related to COVID-19. So reports Think Advisor.
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Securities and Exchange Commission Chair Mary Jo White is proposing a host of reforms for…
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The Financial Industry Regulatory Authority has warned its member firms that claiming IRA are free…
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While market bulls are understandably cheering the ongoing equity rally off of 2009 lows, the…
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Smart beta funds are one of the hottest trends on Wall Street and are generating…
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A recent Government Accountability Office report maintains that 401(k) providers…
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The Department of Housing and Urban Development has changed principal…
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Since the turmoil that seized the banking sector with the mid-March failure of Silicon Valley Bank, at least 21 advisors have left First Republic Bank, with 13 heading to Morgan Stanley. So reports AdvisorHub.
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Private equity group Reverence Capital Partners is courting suitors for a minority stake in wealth…
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The NFL Players Association has approved UBS to work with current and former players through…
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Morgan Stanley and the National Football League Players Association have announced an agreement that will see the firm offer the union’s members help with expanding their investments during and after their sports careers. So reports CNBC.
Per the deal, Morgan Stanley will add about 50 advisors to the NFLPA’s financial planning network and have more access to the players. Sandra Richards, the head of Morgan Stanley’s Global Sports and Entertainment unity, will head the team entering the NFLPA program.
The NFLPA’s program was previously in the news when it had a $43 million loss in 2016 due to bad investments and has subsequently made changes to advisor requirements.
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