News Roundup (677)
LPL Offers Hybrids Incentives to Move Assets
- Friday, 15 May 2015
- News Roundup
- Written by PFA News
Hybrid advisors who move assets onto the LPL advisor platform can receive up to $100,000 from LPL Financial as an incentive. So reports Wealth Management.
Read more...How to Best Serve the Two Different Types of Clients
- Friday, 01 May 2015
- News Roundup
- Written by PFA News
It’s important for advisors to understand how to service the two broad categories of investors—the “whys,” or those who focus on why investment decisions are made, and the “hows,” or those who focus on how portfolios are constructed. So reports ThinkAdvisor.
Read more...CFP Board Cracks Down on 23 Advisors
- Friday, 01 May 2015
- News Roundup
- Written by PFA News
The Certified Financial Planner Board has taken disciplinary action against 23 planners, including yanking the CFP designation from three individuals. So reports FinancialPlanning.
Read more...Advisors’ Clients Are Growing Increasingly Concerned About Portfolio Risk
- Friday, 01 May 2015
- News Roundup
- Written by PFA News
Some advisors say they are experiencing an increase in telephone calls from clients who are concerned about risk resulting from the combination of a prolonged bull market and an extended period of low interest rates. So reports Yahoo! Finance.
Read more...How to Plan for Long-Term Healthcare
- Friday, 01 May 2015
- News Roundup
- Written by PFA News
Insurance for long-term healthcare has become expensive over the years and many insurers have stopped offering the product, but advisors can use a variety of other tools to help their clients protect against rising healthcare costs. So reports Forbes.
Read more...IMCA Creates Online Behavioral Finance Course
- Friday, 01 May 2015
- News Roundup
- Written by PFA News
The Investment Management Consultants Association plans to roll out an online behavioral finance program this summer that will help advisors understand poor decisions that investors are hardwired to make. That's according to a press release from the organization.
Read more...Ameriprise to Acquire JHS Capital Advisors
- Friday, 01 May 2015
- News Roundup
- Written by PFA News
Ameriprise will acquire independent broker dealer JHS Capital Advisors, which is based in Tampa, Florida, and has retail assets exceeding $4.1 billion. So reports the Tampa Bay Business Journal.
Read more...- Small business
- Newtek Business Services
- Barry Sloane
- Private Securities Litigation Reform Act
- Bo Dietl
- Newtek
- Small Business Administration
- New York
- Small business
- Newtek Business Services
- Barry Sloane
- Private Securities Litigation Reform Act
- Bo Dietl
- Newtek
- Small Business Administration
- New York
- ameriprise
- JHS Capital Advisors
House Committee Assails IRS Over Service Cuts
- Tuesday, 28 April 2015
- News Roundup
- Written by PFA News
The House Ways & Means Committee, in a recent report, maintains that the Internal Revenue Service has cut back on customer services in order to pay for employee bonuses and union activities. So reports ThinkAdvisor.
Read more...Many Investors Don’t Understand Broker Fees: Study
- Saturday, 18 April 2015
- News Roundup
- Written by PFA News
In a recent study by the North American Securities Administrators Association, 30% of investors mistakenly claimed their broker dealers impose no fees or other charges. So reports ThinkAdvisor.
Read more...Many Biz Owners Lack Succession Plans
- Saturday, 18 April 2015
- News Roundup
- Written by PFA News
Many Baby Boomer entrepreneurs plan to finance their retirement by selling their businesses, yet many have neglected to make business succession plans. So reports CNBC.
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