News Roundup (677)
Financial Advisors Increasingly Embrace Middle Class Clients
- Friday, 10 May 2013
- News Roundup
- Written by IAW News
Financial advisory firms are increasingly pursuing middle class clients and are adopting fee structures to serve the market segment.
Read more...Families Influence Advisors’ Decisions in Switching Firms
- Friday, 10 May 2013
- News Roundup
- Written by IAW News
Advisors considering switching firms place substantial emphasis on the opinions of their spouses or other relatives.
Read more...Service Helps Fired Brokers Become RIAs
- Friday, 03 May 2013
- News Roundup
- Written by IAW News
You're Fired! (Photo credit: Wikipedia)
Registered reps who get fired when their employers learn they are planning to become registered investment advisors now have a service that can get them up and running in a day, reports RIAbiz.
Read more...Mutual Fund Asset Growth is Fastest at Indy Brokers, RIAs
- Friday, 03 May 2013
- News Roundup
- Written by IAW News
Independent broker-dealers and registered investment advisors are growing mutual fund assets at a faster pace than wirehouses, reports Financial-Planning.com.
Read more...LinkedIn Pursues Advisors
- Friday, 03 May 2013
- News Roundup
- Written by IAW News
LinkedIn’s advisor segment is experiencing double-digit growth as the company actively courts financial professionals, reports AdvisorOne.
Read more...Advisor M&A Off to Strong Start in 2013
- Friday, 03 May 2013
- News Roundup
- Written by IAW News
FBI Gives Tips for Advisors to Avoid Cyber Crimes
- Saturday, 27 April 2013
- News Roundup
- Written by IAW News
Speaking at the Raymond James annual national conference, FBI agents said advisors should always use the telephone to verify orders to move money and they should advise clients to be wary of open Wi-Fi, especially when conducting online banking, reports Financial-Planning.com.
Read more...MF Global Litigation Lacks Investor Protection
- Saturday, 27 April 2013
- News Roundup
- Written by IAW News
Recent litigation on behalf of investors burned by the MF Global boondoggle is advancing, but no new provisions are being proposed to protect investors from the next collapse of a financial firm, reports Forbes.
Read more...Fee on Advisors Proposed to Help Fund Examinations
- Saturday, 27 April 2013
- News Roundup
- Written by IAW News
Democratic Representatives Maxine Waters and John Delaney have proposed legislation that would slap fees on advisors to pay for regulatory examinations, reports Reuters.
Read more...Proposed Senate Bill Could Tax Advisors
- Saturday, 27 April 2013
- News Roundup
- Written by IAW News
The Senate is considering an Internet sales tax bill that could clear the way for states to tax financial services and financial transactions, reports InvestmentNews.
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