The commentator maintains that supervisors already look out for advisors that may be churning portfolios when frequently changing firms to earn recruiting bonuses.
Read the full article from AdvisorOne.com here.
Estimated reading time: 0 minutes, 20 seconds
FINRA Recruiting Incentives Proposal Sparks Lively Comments
A FINRA proposal that would require firms to disclose incentives used to recruit brokers is provoking lively comments, including a statement that the regulator should keep its nose out of what advisors are paid. So reports AdvisorOne.com.
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