Walter discussed the matter during a recent testimony before the Senate Banking Committee.
Estimated reading time: 0 minutes, 16 seconds
SEC Considers Adopting Fiduciary Standard for Brokers
Securities and Exchange Commission Chairwoman Elisse Walter says a proposal to apply fiduciary standards to registered reps that is already imposed upon registered investment advisors is being seriously considered by the regulator, reports AdvisorOne.
Most Read
-
-
Feb 21 2011
-
Written by Administrator
-
-
-
Nov 07 2012
-
Written by Administrator
-
-
-
Mar 09 2013
-
Written by Staff Writer
-
-
-
Nov 07 2012
-
Written by Administrator
-