Financial Planning Coalition Urges Rejection of ‘Retail Investor Protection Act’ - Professional Financial Advisor

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Financial Planning Coalition Urges Rejection of ‘Retail Investor Protection Act’

Friday, Nov 01 2013

Regulatory & Compliance

Written by PFA News

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In a letter sent to all members of Congress, the Financial Planning Coalition maintains that H.R. 2374, or the Retail Investor Protection Act, is a “back door” approach to weakening Dodd-Frank provisions. So reports DigitalJournal.

The Coalition maintains that the law would prevent the Securities and Exchange Commission and the Financial Industry Regulatory Authority from creating new fiduciary rules to protect investors.

Read the full article from DigitalJournal.

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