The judge ruled that a prior $800,000 settlement took precedence over the Finra action.
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Judge Overturns $10.8M FINRA Action Against Citi
Judge Charles Ramos has overturned a Financial Industry Regulatory Authority arbitration decision that would have required Citigroup to compensate prior client John Leopoldo Fiorilla $10.8 million for losses incurred related to investments in a British financial company. So reports Inside Counsel.
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