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SEC Hirers Ex-FINRA Exec as Broker Watchdog

The Securities and Exchange Commission has reportedly hired former Financial Industry Regulatory Authority executive Stephen Luparello to head up the Trading and Markets Division, which provides oversight of brokerages, exchanges and clearing firms. So reports Bloomberg Businessweek.

Luparello is currently a partner with law firm WilmerHale and has served as vice chairman of FINRA.

Read the full article from Bloomberg BusinessWeek.

 

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