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Beware: Regulators Targeting Firms Lacking Sufficient Client Cybersecurity

Sunday, Jun 01 2014

Regulatory & Compliance

Written by PFA News

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Regulators are making clients’ cybersecurity a top priority. So reports Investment Advisor.

Regulators are threatening to pursue action against financial advisors of any size and impose significant fines that fail to adequately protect investors’ private information. Read the full article from Investment Advisor.

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