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SEC Scrutinizing DoL Proposed Fiduciary Rule

Friday, Jul 11 2014

Regulatory & Compliance

Written by PFA News

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The Securities and Exchange Commission is assessing the potential impact a proposed Department of Labor rule would have on investors. The proposal calls for IRA and retirement plan advisors to adopt a fiduciary standard. So reports Reuters.

The retail brokerage industry has maintained that the regulation will increase the cost of providing investment advice.

Read the full article from Reuters.

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