During a presentation before the House Financial Services Committee, White also said third-party exams of advisors are probably not the best approach to providing regulatory oversight.
Estimated reading time: 0 minutes, 22 seconds
Fiduciary Rulemaking Process Still in Early Stages
The Securities and Exchange Commission is only in the early stages of developing a fiduciary standard. The Department of Labor is probably going to continue working on a similar rule for advisors to retirement clients. says SEC Chairwoman Mary Jo White. So reports ThinkAdvisor.
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