During his tenure at the SEC, the regulator has identified a number of issues, including conflicts of interest with advisors and the need for quality advice for investors who are nearing retirement.
Read the full article from Financial Planning.
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Andrew Bowden, who oversees the Security and Exchange Commission’s examination of advisors, is returning to the private sector. So reports FinancialPlanning.
During his tenure at the SEC, the regulator has identified a number of issues, including conflicts of interest with advisors and the need for quality advice for investors who are nearing retirement.
Read the full article from Financial Planning.