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Whistleblower to Get More Than $1.4M Reward

Tuesday, Apr 28 2015

Regulatory & Compliance

Written by PFA News

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The Securities and Exchange Commission says it expects to give an unnamed compliance officer a whistle blower award that could exceed $1.4 million. So reports ThinkAdvisor.

The SEC says the compliance officer reported inappropriate activities to superiors, who failed to correct the situation.

Read the full article from ThinkAdvisor.

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