7% of Advisors Have Faced Disciplinary Action: Study
- Saturday, 20 August 2016
- Regulatory & Compliance
A study by the Booth School of Business has concluded that advisor misconduct is “pervasive” and that 7% of advisors have faced disciplinary action, says Amit Seru, a professor of finance at the school and one of study’s authors. So reports The Week. Read more...
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