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Implementing compliance with the Best Interest regulation will be a huge challenge for broker-dealers and firms should notify the Securities and Exchange Commission of any inadequacies with adopting the rule, says SEC Commissioner Hester Peirce. So reports Think Advisor.

She also warned that the compliance date of June 30, 2020, is extremely aggressive.

Read the full article from Think Advisor.

Last modified on Saturday, 06 July 2019
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