IAW News
FINRA May Require Brokers to Disclose Bonuses
- Saturday, 08 December 2012
The Financial Industry Regulatory Authority (Finra) has proposed requiring brokers who change firms to disclose signing bonuses received from their new employers.
Read more...
Meadows Corp. Completes Acquisition of Two Advisors
- Sunday, 02 December 2012
Las Vegas-based Meadows Corp. announced it has completed its acquisitions of Rutherford Investment Management LLC and Landmark Global Advisors in Las Vegas, reports the Las Vegas Review-Journal.
Read more...Congressman: SEC Security Breaches Are Frightening
- Sunday, 02 December 2012
Computer security breaches recently discovered by Security and Exchange Inspector General are “frightening” says Rep. Randy Neugebauer (R-Texas).
Read more...
Most Read
-
-
Feb 21 2011
-
Written by Administrator
-
-
-
Nov 07 2012
-
Written by Administrator
-
-
-
Dec 16 2013
-
Written by PLP Staff
-
-
-
Mar 09 2013
-
Written by Staff Writer
-