Regulators are threatening to pursue action against financial advisors of any size and impose significant fines that fail to adequately protect investors’ private information. Read the full article from Investment Advisor.
Estimated reading time: 0 minutes, 12 seconds
Beware: Regulators Targeting Firms Lacking Sufficient Client Cybersecurity
- Sunday, Jun 01 2014
- Regulatory & Compliance
- Written by PFA News
Regulators are making clients’ cybersecurity a top priority. So reports Investment Advisor.