SEC Appoints New Head of Inspections - Professional Financial Advisor

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SEC Appoints New Head of Inspections

Saturday, Apr 18 2015

Regulatory & Compliance

Written by PFA News

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The Securities and Exchange Commission has tapped Marc Wyatt, who is the regulator’s deputy director of the Office of Compliance Inspections and Examinations, to serve as acting director of the department. So reports the Baltimore Sun.

He joined the SEC in 2012 as a specialized examiner for hedge fund and private equity advisors.

Read the full article from the Baltimore Sun.

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